2001 Yellow Book
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OFFICE OF TEMPORARY AND DISABILITY ASSISTANCE

                           Adjusted        Executive
                        Appropriation       Request                    Percent
                           2000-01          2001-02        Change       Change


AGENCY SUMMARY
  Community Projects
    Fund                        2,500               0         (2,500)  -100.00%
  General Fund          1,781,072,000   1,515,312,000   (265,760,000)   -14.92%
  Special Rev.-Fed.     2,704,689,000   2,766,170,000     61,481,000      2.27%
  Special Rev.-Other      216,420,000     544,993,000    328,573,000    151.82%
  Fiduciary                10,000,000      10,000,000              0      0.00%
  Internal Service Fund     1,000,000       1,000,000              0      0.00%
  Total for Agency:     4,713,183,500   4,837,475,000    124,291,500      2.64%
  Total Contingency:        2,000,000       2,000,000              0      0.00%
  Total for
    AGENCY SUMMARY:     4,715,183,500   4,839,475,000    124,291,500      2.64%


STATE OPERATIONS
  General Fund             82,216,000      83,420,000      1,204,000      1.46%
  Special Rev.-Fed.       303,989,000     311,670,000      7,681,000      2.53%
  Special Rev.-Other      130,020,000     135,593,000      5,573,000      4.29%
  Internal Service Fund     1,000,000       1,000,000              0      0.00%
  Total for
    STATE OPERATIONS:     517,225,000     531,683,000     14,458,000      2.80%

Executive Direction
  General Fund              1,851,500       1,802,000        (49,500)    -2.67%
  Total for Program:        1,851,500       1,802,000        (49,500)    -2.67%

Administration
  General Fund             19,912,000      19,901,000        (11,000)    -0.06%
  Special Rev.-Fed.         7,000,000       7,000,000              0      0.00%
  Special Rev.-Other       18,850,000      18,850,000              0      0.00%
  Internal Service Fund     1,000,000       1,000,000              0      0.00%
  Total for Program:       46,762,000      46,751,000        (11,000)    -0.02%

Temporary and Disability Assistance Programs
  General Fund              4,564,400       4,569,000          4,600      0.10%
  Special Rev.-Fed.         6,000,000       6,000,000              0      0.00%
  Special Rev.-Other        2,500,000       2,500,000              0      0.00%
  Total for Program:       13,064,400      13,069,000          4,600      0.04%

System Support and Information Services
  General Fund            103,118,000     109,943,000      6,825,000      6.62%
  Special Rev.-Fed.       110,000,000     130,000,000     20,000,000     18.18%
  Special Rev.-Other        6,800,000       6,800,000              0      0.00%
  Total for Program:      219,918,000     246,743,000     26,825,000     12.20%

Legal Affairs
  General Fund             12,632,000      12,811,000        179,000      1.42%
  Total for Program:       12,632,000      12,811,000        179,000      1.42%

Transitional Suports and Policy
  General Fund              2,600,100       1,751,000       (849,100)   -32.66%
  Special Rev.-Fed.         2,770,000       2,270,000       (500,000)   -18.05%
  Total for Program:        5,370,100       4,021,000     (1,349,100)   -25.12%

Child Support Enforcement
  Special Rev.-Fed.         2,900,000       3,100,000        200,000      6.90%
  Special Rev.-Other       25,000,000      26,117,000      1,117,000      4.47%
  Total for Program:       27,900,000      29,217,000      1,317,000      4.72%

Departmental Administrative Reimbursement
  General Fund            (62,462,000)    (67,357,000)    (4,895,000)     7.84%
  Special Rev.-Other       66,031,000      70,926,000      4,895,000      7.41%
  Total for Program:        3,569,000       3,569,000              0      0.00%

Disability Determinations
  Special Rev.-Fed.       175,319,000     163,300,000    (12,019,000)    -6.86%
  Special Rev.-Other       10,839,000      10,400,000       (439,000)    -4.05%
  Total for Program:      186,158,000     173,700,000    (12,458,000)    -6.69%

AID TO LOCALITIES
  Community Projects
    Fund                        2,500               0         (2,500)  -100.00%
  General Fund          1,698,856,000   1,431,892,000   (266,964,000)   -15.71%
  Special Rev.-Fed.     2,400,700,000   2,454,500,000     53,800,000      2.24%
  Special Rev.-Other       86,400,000     409,400,000    323,000,000    373.84%
  Fiduciary                10,000,000      10,000,000              0      0.00%
  Total for
    AID TO LOCALITIES:  4,195,958,500   4,305,792,000    109,833,500      2.62%

Administration
  Special Rev.-Other       65,000,000      65,000,000              0      0.00%
  Total for Program:       65,000,000      65,000,000              0      0.00%

Temporary and Disability Assistance Programs
  General Fund          1,167,800,000     905,653,000   (262,147,000)   -22.45%
  Special Rev.-Fed.     2,036,200,000   2,098,000,000     61,800,000      3.04%
  Special Rev.-Other        1,000,000     324,000,000    323,000,000  32300.00%
  Fiduciary                10,000,000      10,000,000              0      0.00%
  Total for Program:    3,215,000,000   3,337,653,000    122,653,000      3.82%

Temporary and Disability Assistance Administration
  General Fund            218,182,000     194,598,000    (23,584,000)   -10.81%
  Total for Program:      218,182,000     194,598,000    (23,584,000)   -10.81%

Local Administration
  General Fund            113,911,000     123,441,000      9,530,000      8.37%
  Special Rev.-Fed.       219,000,0002     19,000,000              0      0.00%
  Special Rev.-Other        6,000,000       6,000,000              0      0.00%
  Total for Program:      338,911,000     348,441,000      9,530,000      2.81%

Transitional Suports and Policy
  General Fund            118,575,000     123,750,000      5,175,000      4.36%
  Special Rev.-Fed.        61,500,000      53,500,000     (8,000,000)   -13.01%
  Special Rev.-Other       10,000,000      10,000,000              0      0.00%
  Total for Program:      190,075,000     187,250,000     (2,825,000)    -1.49%

Child Support Enforcement
  General Fund             27,010,000      30,100,000      3,090,000     11.44%
  Special Rev.-Fed.        84,000,000      84,000,000              0      0.00%
  Special Rev.-Other          300,000         300,000              0      0.00%
  Total for Program:      111,310,000     114,400,000      3,090,000      2.78%

Community Projects
  Community Projects Fund       2,500               0         (2,500)  -100.00%
  Total for Program:            2,500               0         (2,500)  -100.00%

Employment Services Administration
  General Fund             49,278,000      50,250,000        972,000      1.97%
  Total for Program:       49,278,000      50,250,000        972,000      1.97%

Food Assistance Program
  General Fund              4,100,000       4,100,000              0      0.00%
  Special Rev.-Other        4,100,000       4,100,000              0      0.00%
  Total for Program:        8,200,000       8,200,000              0      0.00%

CONTINGENCY
  General Fund              2,000,000       2,000,000              0      0.00%
  Total for CONTINGENCY:    2,000,000       2,000,000              0      0.00%

Transitional Suports and Policy
  General Fund              2,000,000       2,000,000              0      0.00%
  Total for Program:        2,000,000       2,000,000              0      0.00%


                         ALL FUNDS PERSONNEL
                        BUDGETED FILL LEVELS
                                                                                                                                                
                                 Current  Requested
Program                          2000-01    2001-02    Change

Executive Direction                 20         19        (1)
Administration                     378        373        (5)
Temporary and Disability
  Assistance Programs              255        255         0
System Support and Information
  Services                         185        182        (3)
Legal Affairs                      160        160         0
Transitional Suports and Policy     64         48       (16)
Child Support Enforcement           61         61         0
Disability Determinations        1,471      1,471         0

Total General Fund :               555        530       (25)
Total All Other Funds :          2,039      2,039         0

TOTAL:                           2,594      2,569       (25)


                          BUDGET HIGHLIGHTS
                    (Executive Budget: pp. 49-58)

The Office of Temporary and Disability Assistance (OTDA) was created pursuant to 
Chapter 436 of the Laws of 1997. OTDA, along with the Office of Children and 
Family Services (OCFS), are the successor agencies to the Department of Social 
Services (DSS).  OTDA is responsible for the administration of public assistance 
programs including:  Family Assistance, Safety Net Assistance, and Supplemental 
Security Income (SSI); the Federal Food Stamp Program; the State Food Assistance 
Program; the Home Energy Assistance Program (HEAP); child support services; 
refugee assistance programs; and homeless shelter and services programs.  
Through its Division of Disability Determinations, OTDA evaluates the medical 
eligibility of disability claimants for Federal SSI and Social Security 
Disability Insurance benefits.  OTDA works closely with OCFS and the Department 
of Labor, which administer programs such as child care, employment, and training 
to enable participants to transition from public assistance to unsubsidized 
employment.

The Executive requests All Funds appropriations totaling $4,839,475,000 in State 
Fiscal Year (SFY) 2001-02.  This represents an increase of $124,291,500 or three 
percent from the SFY 2000-01 level to support State Operations and Aid to 
Localities programs.

This agency is included in the Education, Labor and Family Assistance 
appropriation bill.

State Operations

The Executive recommends All Funds State Operations appropriations totaling 
$531,683,000, which represents an increase of $14,458,000 or three percent above 
SFY 2000-01 funding levels.

In addition, the Executive proposes a  $246,743,000 appropriation for system 
support and information services to support the cost of the Welfare Management 
System (WMS) and the development of the Welfare-to-Work Caseload Management
System.

The Executive also recommends increasing the child support pass through from $50 
to $100 per month, expansion of the "Celebrating Fatherhood" campaign, accessing 
private insurance settlements to pay child support delinquencies and improving 
access to health insurance for children in child support cases.

Aid to Localities

The Executive proposes All Funds Aid to Localities appropriations totaling 
$4,307,792,000 in SFY 2001-02, which reflects an increase of $109,833,500 or 
2.62 percent over the previous year.

The Executive recommends an increase of $9,530,000 in the Food Stamp 
Administration Program to cover a negotiated rate increase with the private 
vendor responsible for the non-cash electronic benefits transfer program.  The 
Executive also recommends an appropriation of $323,000,000 to cover the state 
cost of providing earned income tax credits.  In addition, the Executive 
proposes to extend the State statute authorizing the Food Assistance Program 
which sunsets October 2001 and appropriates $8,200,000 to continue benefits for 
approximately 5,000 immigrant seniors.

Federal Block Grant

SFY 2001-02 is the fifth year of the Federal Temporary Assistance to Needy 
Families (TANF) Block Grant.  New York State's TANF allocation is calculated 
using the State's caseload and expenditure data from Federal Fiscal Year (FFY)
Because New York's caseload and resultant expenditures were higher in 
1995 than are projected for SFY 2001-02, the State will have 
approximately $1,503,343,000 in Federal TANF funding above that which is needed 
to support the Federal share of the Family Assistance program.  This Federal 
funding overage is referred to as the "TANF surplus."  Time limits established 
in federal and state law for receipt of federally funded cash assistance will 
begin to affect the first Family Assistance cases in December 2001.  The 
Executive estimates that approximately 50,000 cases and 130,000 individuals will 
reach the 60 month federally mandated time limit and be moved off the Temporary 
Assistance for Needy Families (TANF) rolls and into Safety Net Assistance.

The Executive proposes to allocate the $1,503,343,000 TANF surplus in the 
following manner:

  --Child Welfare Investments                                      $462,000,000
  --Earned Income Tax Credit, and the Child and 
      Dependent Care Credit                                        $384,000,000
  --Child Care Block Grant                                         $304,000,000
  --Employment/Transitional Initiatives including 
      NY Works Block Grant, Built on Pride, Invest, 
      Transportation, Transitional Opportunities Program, 
      Alternatives to Incarceration, & Learnfare                   $100,000,000
  --Services/Education/Health, including:                           $72,743,000
    --   Food pantries                                              $12,000,000
    --   Pregnancy prevention                                       $10,000,000
    --   Advantage Schools                                          $10,000,000
    --   YEETP                                                       $4,300,000
    --   Displaced homemakers                                          $600,000
    --   Evaluation of welfare reform                                  $500,000
  --Increased Child Support Disregard                                $8,000,000
  --Systems                                                         $20,000,000
  --Reserves                                                       $152,600,000

Capital Projects

  --The Executive proposes to move the Homeless Housing Assistance Program 
(HHAP) to the Department for Housing and Community Renewal. The reappropriation 
for HHAP of SFY 2000-01 funds is $30,000,000, which reflects the elimination of 
the $10,000,000 Legislative addition.

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